OTT FINANCIAL CANADA ING (“OTT”) has entered into an arrangement with Interactive Brokers Canada Inc. (“IBC”). member IIROC and CIPF, who will perform carrying broker functions on behalf of OTT, including trade execution, trade clearing and settlement, record keeping and custodial services for your account. During this application you will be provided additional IBC disclosure information which shall be also subject to IBC approval. To complete this application your review to agree on both OTT and IBC agreements are required. Please be advised at times during the account opening process, you may encounter similar or duplicative acknowledgements and agreements. While this process may seem cumbersome; we want to assure you that both OTT and IBC are addressing necessary regulatory requirements.
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