Disclosure

OTT FINANCIAL CANADA ING (“OTT”) has entered into an arrangement with Interactive Brokers Canada Inc. (“IBC”). member IIROC and CIPF, who will perform carrying broker functions on behalf of OTT, including trade execution, trade clearing and settlement, record keeping and custodial services for your account. During this application you will be provided additional IBC disclosure information which shall be also subject to IBC approval. To complete this application your review to agree on both OTT and IBC agreements are required. Please be advised at times during the account opening process, you may encounter similar or duplicative acknowledgements and agreements. While this process may seem cumbersome; we want to assure you that both OTT and IBC are addressing necessary regulatory requirements.

Any non-English version of our content has been provided for your convenience and represents an unofficial translation of the English text. In the event of discrepancy, the English version shall govern. Whereas French is also accepted as an official in circumstances warranted when French is the only chosen language especially within the province of Quebec.

Except as otherwise provided in an agreement with OTT, the laws of the province of Ontario, Quebec and the laws of Canada applicable therein govern the interpretation, validity and effect of the provisions of this agreement notwithstanding any conflict of laws or provisions of your domicile, residence or physical location. You consent and submit to the jurisdiction of the courts of the province of Ontario and Quebec in any action or proceeding instituted under or related to this agreement.

You further acknowledge and agree that, in the course of providing you with the services, neither OTT, IBC, nor their representatives will provide you with any legal, tax or accounting advice regarding the profitability of any derivative or security investment, or any decision in respect thereof. If necessary or appropriate, seek independent advice from qualified professional advisors to help you determine the suitability of your investment decisions regarding transactions for your account(s).